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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Claps is a financial advisor with over 27 years of experience in the industry. Daniel is currently registered with Arete Wealth Advisors, LLC and has held previous positions at National Securities Corporation, Joseph Stevens & Company, Inc., Securities & Investment Planning Co., New England Securities, Triad Financial Inc., and First Investors Corporation. Daniel has a broad range of experience in the financial services industry, having passed a number of securities exams including Series 3, 4, 6, 7, 9, 10, 24, 30, 63, and 65. Daniel specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services. Daniel is also registered as an insurance agent and is a principal at Hudsonpoint Capital.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
NJ
11/14/2024 - Present
Arete Wealth Advisors, LLC (Jersey City NJ)
NJ
04/21/2008 - 07/22/2022
NATIONAL SECURITIES CORPORATION (JERSEY CITY NJ)
NY
09/18/2001 - 04/25/2008
JOSEPH STEVENS & COMPANY, INC. (NEW YORK NY)
NJ
10/12/2000 - 10/04/2001
SECURITIES & INVESTMENT PLANNING CO. (MORRISTOWN NJ)
NY
04/18/1995 - 12/06/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
06/25/1991 - 09/09/1993
TRIAD FINANCIAL INC. (HOLBROOK NY)
NJ
06/08/1988 - 03/15/1991
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 08/12/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2008
Series 4 - Registered Options Principal Examination
BC
Issued 09/02/2008
Series 30 - NFA Branch Manager Examination
BC
Issued 02/13/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/13/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/09/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2008
Series 3 - National Commodity Futures Examination
BC
Issued 10/11/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/06/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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