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Danial Shahzad Khan

Guggenheim Securities, LLC

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About Danial Shahzad Khan

Danial Shahzad Khan is a financial professional registered with Guggenheim Securities, LLC. Danial has been in the industry since January 2024 and holds the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99TO). Danial has experience with a range of financial services.

Firm Information

Danial Khan is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Danial Khan’s Registration & Firm History

NY

01/22/2024 - Present

Guggenheim Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/19/2024

Series 99TO - Operations Professional Examination

BC

Issued 07/31/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Danial Shahzad Khan.
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