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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dania? Claim Your ProfileDania Fitzgerald Tanguis is a financial advisor with over 30 years of experience in the financial services industry. Dania currently works at Ethos Financial Group, LLC in King of Prussia, PA. She holds Series 7, 9, 10, 63 and SIE licenses. Dania has been active in the insurance industry, holding a license and appointment with multiple insurance carriers, allowing her to offer life insurance, disability insurance, fixed annuities, indexed annuities, immediate annuities, and long term care products. She has a history of working at different firms throughout her career, including Dominion Investor Services, Inc., Sterne, Agee & Leach, Inc., Stanford Group Company, Securities America, Inc., Salomon Smith Barney Inc., J.C. Bradford & Co., and Legg Mason Wood Walker, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
PA
08/30/2022 - Present
Ethos Financial Group, LLC (KING OF PRUSSIA PA)
GA
11/06/2018 - 04/23/2019
MERCAP SECURITIES, LLC (ATLANTA GA)
LA
09/02/2014 - 10/11/2017
DOMINION INVESTOR SERVICES, INC. (BATON ROUGE LA)
LA
03/26/2009 - 03/21/2014
STERNE, AGEE & LEACH, INC. (BATON ROUGE LA)
LA
02/11/2008 - 03/26/2009
STANFORD GROUP COMPANY (BATON ROUGE LA)
LA
10/19/2004 - 02/05/2008
SECURITIES AMERICA, INC. (BATON ROUGE LA)
NY
02/03/1998 - 02/04/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
01/15/1990 - 01/08/1998
J.C. BRADFORD & CO. (NEW YORK NY)
MD
05/01/1989 - 01/20/1990
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 03/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/16/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/11/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
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