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Dang Bui

Bbva Securities Inc.

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About Dang Bui

Dang Bui is a financial professional with over 20 years of experience in the industry. Dang Bui is currently registered with Bbva Securities Inc. and has previously worked with SMBC Nikko Securities America, Inc., BOFA Securities, Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and CANTOR FITZGERALD & CO.. Dang Bui holds Series 3, 7, 10, 24, 55, 57TO, 63, 79TO and SIE licenses.

Firm Information

Dang Bui is currently registered with Bbva Securities Inc.. BBVA Securities Inc. is a corporation that was formed on March 13, 1990. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

104

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dang Bui’s Registration & Firm History

NY

04/03/2023 - Present

Bbva Securities Inc. (NEW YORK NY)

NY

08/26/2021 - 11/18/2022

SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)

NY

05/10/2019 - 08/17/2021

BOFA SECURITIES, INC. (NEW YORK NY)

NY

07/11/2018 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

05/14/2013 - 05/14/2018

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

10/02/2001 - 06/05/2013

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/22/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/17/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/11/2001

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dang Bui.
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