Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dane? Claim Your ProfileDane V Carlini is a registered investment advisor representative with Principal Securities, Inc. Dane has been in the securities industry since April 28, 2016, and has held previous positions at Wells Fargo Clearing Services, LLC and Wells Fargo Advisors LLC. Dane has a Series 6, 7, 63, and 65 license, as well as the SIE exam. Dane specializes in providing financial planning, portfolio management for individuals, pension consulting and educational seminars. Dane is registered to provide investment advice in the following states: Arizona, Arkansas, Colorado, Florida, Georgia, Iowa, Kansas, Minnesota, Nebraska, New Mexico, South Dakota, Texas, Washington, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NE
01/13/2022 - Present
Principal Securities, Inc. (ELKHORN NE)
NE
04/29/2016 - 01/11/2021
WELLS FARGO CLEARING SERVICES, LLC (OMAHA NE)
IA
Issued 06/02/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2017
Series 7 - General Securities Representative Examination
BC
Issued 04/29/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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