Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Phillips is a registered representative with Morgan Stanley Distribution, Inc. Dana has been in the securities industry since 2008. Dana is licensed to sell securities in 52 states and the District of Columbia. Dana holds the Series 7 and Series 63 licenses. Dana is also a registered representative of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/30/2010 - Present
Morgan Stanley Distribution, Inc. (New York NY)
CT
04/17/2009 - 11/02/2010
ALPS DISTRIBUTORS, INC. (GREENWICH CT)
NY
10/03/2008 - 03/24/2009
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
BC
Issued 06/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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