Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Stephens is a financial professional with over 20 years of experience in the financial services industry. Dana holds a Series 6, 7 and 26 licenses and has been registered with Transamerica Capital, Inc. since 2012. Dana has worked in the Denver area for the majority of their career. Prior to joining Transamerica Capital, Inc., Dana was with TRANSAMERICA INVESTORS SECURITIES CORPORATION and JANUS DISTRIBUTORS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
02/02/2012 - Present
Transamerica Capital, Inc. (DENVER CO)
CO
02/17/2016 - 06/20/2019
TRANSAMERICA INVESTORS SECURITIES CORPORATION (DENVER CO)
CO
05/05/2006 - 02/10/2012
JANUS DISTRIBUTORS LLC (DENVER CO)
CO
08/12/1997 - 05/24/2004
JANUS DISTRIBUTORS LLC (DENVER CO)
BC
Issued 05/29/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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