Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Victoria Jones is a financial advisor with Stifel, Nicolaus & Company, Inc. Dana has been working in the financial services industry since 2000. Dana has passed Series 7, 63, 66, 9 and 10 securities exams. Dana has experience with corporations or other businesses, high-net-worth individuals, individuals other than high-net-worth, insurance companies, investment companies, pension and profit-sharing plans, banking or thrift institutions, state or municipal government entities and charitable organizations. Dana has offices in MANCHESTER CENTER, VT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
09/10/2008 - Present
Stifel, Nicolaus & Company, Inc. (MANCHESTER CENTER VT)
VT
06/03/2004 - 09/02/2008
RBC CAPITAL MARKETS CORPORATION (MANCHESTER VT)
NY
09/26/2000 - 05/20/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/03/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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