Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Suzanne Derrick is a financial advisor in Skaneateles, New York, and has been working in the industry since August 16, 2007. Dana is currently registered with Morgan Stanley and has been with the firm since September 2018. Dana has held previous positions with Cadaret, Grant & Co., Inc., Wells Fargo Advisors, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Dana holds the Series 7, Series 63, and Series 66 licenses, and is also registered as an Investment Advisor Representative (IAR) in New York and Texas. Dana is specialized in providing financial advice to individuals, businesses, investment companies, insurance companies, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. Dana's advisory services include financial planning, asset allocation advice, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/03/2020 - Present
Morgan Stanley (Skaneateles NY)
NY
09/07/2017 - 09/06/2018
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
06/01/2012 - 12/09/2014
MORGAN STANLEY (SYRACUSE NY)
NY
08/19/2008 - 06/05/2012
WELLS FARGO ADVISORS, LLC (SYRACUSE NY)
NY
12/06/1994 - 09/15/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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