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Dana Steven Pelkey

Pruco Securities, LLC

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About Dana Steven Pelkey

Dana Pelkey is an investment advisor representative with Pruco Securities, LLC. Dana has been in the financial services industry since 2000 and has been registered with Pruco Securities, LLC since 2020. Dana has a strong background in financial planning and portfolio management. Dana is a Chartered Financial Consultant (ChFC). Dana works with individuals, families, and businesses to develop customized financial plans and investment strategies. Dana is committed to providing their clients with personalized service and guidance to help them achieve their financial goals.

Firm Information

Dana Pelkey is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Dana Pelkey’s Registration & Firm History

NH

10/29/2020 - Present

Pruco Securities, LLC (Dover NH)

ME

02/16/2000 - 03/05/2020

PRUCO SECURITIES, LLC. (SOUTH PORTLAND ME)

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Licenses & Designations

IA

Issued 12/13/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/03/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/03/2002

Series 7 - General Securities Representative Examination

BC

Issued 02/14/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dana Steven Pelkey. Review regulatory record here.
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