Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Simmons is a financial advisor registered with Pruco Securities, LLC. Dana has been working in the financial services industry since January 2012 and currently holds licenses to offer financial advice in New Jersey and Pennsylvania. Dana's primary office is located in Newark, NJ, but Dana is also licensed to offer financial advice from the Lansdale, PA office. Dana has passed the SIE, Series 6, Series 7, and Series 24 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
08/05/2024 - Present
Pruco Securities, LLC (NEWARK NJ)
PA
12/16/2011 - 03/20/2015
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)
BOTH
Issued 07/24/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/14/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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