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Dana Seto-chun

Pruco Securities, LLC

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About Dana Seto-chun

Dana Seto-chun is a financial advisor with Pruco Securities, LLC based in Walnut Creek, CA. Dana has been in the industry since 2002 and has experience with various types of clients, including high-net-worth individuals, corporations, and individuals. Dana holds the Series 7, Series 63, and Series 66 licenses, along with the SIE. Dana is also a Certified Financial Planner. Dana has previously worked with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC in San Francisco, CA, and CHARLES SCHWAB & CO., INC. in San Francisco, CA.

Firm Information

Dana Seto-chun is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Dana Seto-chun’s Registration & Firm History

CA

08/03/2021 - Present

Pruco Securities, LLC (Walnut Creek CA)

CA

10/30/2014 - 12/24/2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (SAN FRANCISCO CA)

CA

06/26/2000 - 08/04/2014

CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 01/25/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/03/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dana Seto-chun. Review regulatory record here.
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