Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Graham is an active investment advisor representative registered in Massachusetts with Cuso Financial Services, LP. Dana has been in the financial services industry since 2007 and has held positions at a number of firms including Edward Jones, Wells Fargo Clearing Services, LLC, Investment Centers of America, Inc., and LPL Financial LLC. Dana is registered with the Securities and Exchange Commission (SEC) and has passed the Series 66, Series 7 and SIE exams. Dana offers a variety of financial planning and advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
01/23/2019 - Present
Cuso Financial Services, LP (NORTHAMPTON MA)
MN
11/29/2017 - 12/21/2018
LPL FINANCIAL LLC (JORDAN MN)
MN
01/09/2017 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (JORDAN MN)
MN
03/05/2015 - 01/18/2017
WELLS FARGO CLEARING SERVICES, LLC (BURNSVILLE MN)
MN
05/18/2009 - 03/06/2015
EDWARD JONES (LAKEVILLE MN)
MN
09/21/2007 - 05/19/2009
THRIVENT INVESTMENT MANAGEMENT INC. (NORTHFIELD MN)
BOTH
Issued 10/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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