Unclaimed
Dana Hollinger is a financial advisor with ABG, LLC. Dana has been working in the financial services industry since 2004 and has a strong background in investments, focusing on private securities offerings. Dana holds Series 6, 63, SIE, and 82TO licenses and is registered in California and New York. Dana is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/30/2019 - Present
ABG, LLC (New York NY)
CO
11/06/2013 - 01/08/2014
THE LEADERS GROUP, INC. (LITTLETON CO)
CA
05/24/2007 - 10/26/2011
AXA ADVISORS, LLC (LOS ANGELES CA)
NY
09/23/2004 - 12/08/2005
AXA ADVISORS, LLC (NEW YORK NY)
DE
06/23/1999 - 09/17/2004
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
BC
Issued 01/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2019
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 12/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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