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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Rodrigues is a financial advisor with Cetera Investment Advisers LLC. Dana has been in the financial services industry since 2009 and has experience in providing financial planning, insurance, and estate planning services. Dana holds Series 63, 65, 7, and SIE licenses and is registered with the states of California, Connecticut, Florida, Maine, Massachusetts, Nevada, New Hampshire, New Jersey, New York, and Pennsylvania. Dana is also a Registered Investment Advisor in Massachusetts and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
03/21/2024 - Present
Cetera Investment Advisers LLC (WAKEFIELD MA)
MA
11/09/2015 - 10/03/2016
INVESTORS CAPITAL CORP. (WAKEFIELD MA)
MA
01/02/2015 - 11/06/2015
METLIFE SECURITIES INC. (WAKEFIELD MA)
MA
12/06/2010 - 01/02/2015
NEW ENGLAND SECURITIES (WAKEFIELD MA)
NV
07/27/2009 - 07/30/2010
BRIGHT TRADING, LLC (HENDERSON NV)
IA
Issued 02/22/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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