Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Robert Hartwell is a financial professional with over 20 years of experience in the financial services industry. Dana is currently registered with Nylife Distributors LLC, and has previously held positions at Hartford Funds Distributors, LLC, NGAM Distribution, L.P. and Fidelity Brokerage Services LLC. Dana is licensed to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/18/2015 - Present
Nylife Distributors LLC (NEW YORK NY)
PA
02/04/2014 - 05/20/2015
HARTFORD FUNDS DISTRIBUTORS, LLC (WAYNE PA)
MA
02/27/2006 - 01/14/2014
NGAM DISTRIBUTION, L.P. (BOSTON MA)
RI
12/03/2004 - 03/08/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
12/15/1994 - 03/17/1997
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 04/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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