Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Roberts is a financial advisor with over 15 years of experience in the financial industry. Dana is currently registered with Ameriprise Financial Services, LLC, and is licensed to provide investment advice in 51 states and the District of Columbia. Dana specializes in providing a wide range of services to individuals, corporations, and institutions. These include financial planning, portfolio management, asset allocation services, and educational seminars. Dana also has experience as a FINRA arbitrator, providing valuable insight into the dispute resolution process. Prior to joining Ameriprise, Dana worked at CRI Securities, LLC, and Securian Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
11/03/2022 - Present
Ameriprise Financial Services, LLC (MINNEAPOLIS MN)
MN
11/06/2007 - 06/23/2014
CRI SECURITIES, LLC (MINNETONKA MN)
MN
11/06/2007 - 06/23/2014
SECURIAN FINANCIAL SERVICES, INC. (MINNETONKA MN)
BOTH
Issued 12/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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