Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Richard Barrows is a registered investment advisor representative and a broker-dealer, licensed with Northwestern Mutual Investment Services, LLC. Dana has been in the financial services industry since February 1982. Dana is licensed in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MA
01/03/2007 - Present
Northwestern Mutual Investment Services, LLC (SPRINGFIELD MA)
WI
10/20/1998 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
07/11/1995 - 07/29/1997
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
01/27/1982 - 07/29/1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC.
IA
Issued 09/14/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2006
Series 7 - General Securities Representative Examination
BC
Issued 01/20/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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