Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Renee O'Toole is a financial advisor at Frost Investment Services. Dana has been in the industry since September 8, 2005 and holds licenses for Securities Industry Essentials Examination, General Securities Representative Examination, Investment Company Products/Variable Contracts Representative Examination, Uniform Securities Agent State Law Examination and Uniform Combined State Law Examination. Dana has been registered in Texas, Hawaii and South Dakota. Prior to joining Frost Investment Services, Dana worked at Edward Jones and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
01/25/2024 - Present
Frost Investment Services (KINGWOOD TX)
TX
04/30/2021 - 01/23/2024
EDWARD JONES (KINGWOOD TX)
TX
10/01/2012 - 04/29/2021
J.P. MORGAN SECURITIES LLC (KINGWOOD TX)
TX
07/23/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PASADENA TX)
TX
07/25/2006 - 07/12/2012
EDWARD JONES (KINGWOOD TX)
RI
08/23/1995 - 10/30/1995
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
12/05/1994 - 08/23/1995
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
BOTH
Issued 07/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/02/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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