Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Renee Nelson is an investment advisor representative at Wells Fargo Clearing Services, LLC, located in WEST DES MOINES, IA. Dana has been in the industry since 2009. Dana is registered with the state of Iowa and the following states: Arizona, California, Colorado, Florida, Hawaii, Illinois, Indiana, Iowa, Kansas, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, Ohio, Oklahoma, Oregon, South Dakota, Tennessee, Texas, Virginia, Washington, and Wisconsin. Dana holds the following securities licenses: Series 7, Series 63, and Series 65. Dana is also registered with the Financial Industry Regulatory Authority (FINRA). In addition to their role at Wells Fargo Clearing Services, LLC, Dana is also an authorized signer for NELSON'S HOME IMPROVEMENTS.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (WEST DES MOINES IA)
IA
02/04/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CLIVE IA)
IA
Issued 05/26/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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