Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Perry is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Dana has been in the financial services industry since 2001. Dana is registered with the state of Texas and holds Series 6, 7, 9, 10, 31, and 66 securities licenses, and the SIE exam. Dana has previously worked at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and H&R Block Financial Advisors, Inc. Dana specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/20/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FORT WORTH TX)
NM
06/01/2009 - 06/14/2012
MORGAN STANLEY SMITH BARNEY (ALBUQUERQUE NM)
NM
04/04/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ALBUQUERQUE NM)
MI
06/19/2001 - 03/04/2002
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
BOTH
Issued 10/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/12/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/15/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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