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Dana Peck

Janus Henderson Distributors US LLC

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About Dana Peck

Dana Peck is a financial professional licensed to sell securities in Colorado and California. Dana is registered with Janus Henderson Distributors US LLC and has been in the financial industry since 2021. Dana has passed the Series 7TO, Series 63, and SIE exams. Previously Dana was registered with Fidelity Brokerage Services LLC.

Firm Information

Dana Peck is currently registered with Janus Henderson Distributors US LLC. Janus Henderson Distributors US LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

332

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dana Peck’s Registration & Firm History

CO

03/15/2023 - Present

Janus Henderson Distributors US LLC (DENVER CO)

CO

10/25/2021 - 02/08/2023

FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 11/01/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/25/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/15/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dana Peck.
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