Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Noelle Sparkman is a registered representative with The Baker Group, LP, and has been in the industry since 2012. Dana has a diverse range of experience, having passed exams in various categories including municipal advisor, general securities, and securities industry essentials. Dana's current focus is on providing investment strategies for financial institutions and other institutional investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment strategies for financial institutions and other institutional investors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiable fees based on % of investable assets per client
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OK
07/16/2012 - Present
THE Baker Group, LP (OKLAHOMA CITY OK)
BC
Issued 08/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2020
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 10/12/2020
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2012
Series 52 - Municipal Securities Representative Examination
BC
Issued 07/15/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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