Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Shaker is a registered representative with Morgan Stanley. Dana is a registered investment advisor and has been in the financial services industry since 2016. Dana's work experience includes previous roles at UBS Financial Services, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and First Republic Securities Company, LLC. Dana holds the Series 7, Series 66, and SIE licenses. Dana is registered to provide investment advisory services in Texas and New York. Dana specializes in providing financial planning, asset allocation advice, portfolio management, and pension consulting to individuals, businesses, corporations, high-net-worth individuals, insurance companies, investment companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/12/2023 - Present
Morgan Stanley (New York NY)
NY
10/14/2022 - 05/15/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (New York NY)
NY
06/02/2017 - 10/17/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/13/2016 - 06/13/2017
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BOTH
Issued 03/13/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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