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Dana Matthew Jacobs

Morgan Stanley

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About Dana Matthew Jacobs

Dana Jacobs is a financial advisor with over 30 years of experience in the industry. Dana is currently registered with Morgan Stanley, but has also held positions at Barclays Capital Inc., HSBC Securities (USA) Inc., Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Salomon Brothers Inc., Financial Network Investment Corporation, and John Hancock Distributors, Inc. Dana specializes in financial planning, portfolio management for individuals, businesses, and investment companies, and asset allocation advice.

Firm Information

Dana Jacobs is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Dana Jacobs’s Registration & Firm History

CA

04/23/2020 - Present

Morgan Stanley (El Segundo CA)

CA

05/28/2010 - 06/25/2015

BARCLAYS CAPITAL INC. (LOS ANGELES CA)

CA

05/02/2005 - 06/11/2010

HSBC SECURITIES (USA) INC. (BEVERLY HILLS CA)

NY

01/17/2003 - 04/08/2005

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NJ

04/24/1995 - 01/17/2003

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

09/27/1994 - 05/11/1995

SALOMON BROTHERS INC. (NEW YORK NY)

CA

09/02/1992 - 04/12/1993

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

MA

07/05/1990 - 09/23/1992

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

07/05/1990 - 09/23/1992

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BOTH

Issued 01/22/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/20/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/05/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/05/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2014

Series 3 - National Commodity Futures Examination

BC

Issued 09/26/1994

Series 7 - General Securities Representative Examination

BC

Issued 03/06/1991

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 07/03/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Dana Matthew Jacobs. Review regulatory record here.
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