Unclaimed
Dana Marie Gaffney is a financial advisor with John Hancock Distributors LLC. Dana has been in the financial services industry since October 30, 1995. Dana is registered in Massachusetts. Dana has passed the Series 63, Series 6, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
04/14/2015 - Present
John Hancock Distributors LLC (BOSTON MA)
MA
06/15/2004 - 04/15/2015
NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)
NY
10/31/1995 - 06/15/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 11/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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