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Dana Marie Gaffney

John Hancock Distributors LLC

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About Dana Marie Gaffney

Dana Marie Gaffney is a financial advisor with John Hancock Distributors LLC. Dana has been in the financial services industry since October 30, 1995. Dana is registered in Massachusetts. Dana has passed the Series 63, Series 6, and SIE exams.

Firm Information

Dana Gaffney is currently registered with John Hancock Distributors LLC. John Hancock Distributors LLC is a Limited Liability Company formed on August 1, 2001. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

218

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dana Gaffney’s Registration & Firm History

MA

04/14/2015 - Present

John Hancock Distributors LLC (BOSTON MA)

MA

06/15/2004 - 04/15/2015

NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)

NY

10/31/1995 - 06/15/2004

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/20/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dana Marie Gaffney.
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