Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Marie Duke-williams is a financial advisor who has been in the industry since 1992. Dana is currently registered with Wells Fargo Clearing Services, LLC and is active in Washington and Texas. Prior to joining Wells Fargo Clearing Services, LLC Dana worked at Wells Fargo Investments, LLC and WAMU Investments, Inc. Dana holds the Series 6, 7, 63 and 66 licenses. Dana specializes in retirement planning, education savings, investment management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (BELLEVUE WA)
WA
03/24/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SEATTLE WA)
WA
04/04/1992 - 03/28/2008
WAMU INVESTMENTS, INC. (SEATTLE WA)
BOTH
Issued 08/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1994
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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