Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Margaret Vega is a financial advisor with D.a. Davidson & Co., based in Roseville, CA. Dana has over 18 years of experience in the financial services industry. Dana is registered with the following securities authorities: FINRA, Series 7, Series 63, and Series 65. Dana holds the following designations: Dana has been a registered representative of Lincoln Financial Advisors Corporation and LPL Financial LLC in the past. Dana is active in both the Broker-Dealer and Investment Advisor space and currently provides financial advice to Individuals, High-Net-Worth Individuals, Pension and Profit Sharing Plans, Corporations and Other Businesses, and State or Municipal Government Entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/03/2021 - Present
D.a. Davidson & Co. (ROSEVILLE CA)
CA
07/16/2013 - 08/03/2020
LINCOLN FINANCIAL ADVISORS CORPORATION (ROSEVILLE CA)
CA
09/21/2011 - 01/28/2013
LPL FINANCIAL LLC (SACRAMENTO CA)
CA
11/23/2009 - 11/27/2009
H. BECK, INC. (CARMICHAEL CA)
CA
04/02/2007 - 03/13/2008
MORGAN STANLEY & CO., INCORPORATED (SACRAMENTO CA)
CA
04/30/2001 - 04/02/2007
MORGAN STANLEY DW INC. (SACRAMENTO CA)
NJ
05/27/1997 - 05/14/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/31/1995 - 04/10/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/07/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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