Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana M. Trombley is a financial advisor registered with The Leaders Group, Inc. Dana has been in the securities industry since April 23, 2013. Dana has Series 7, Series 24, Series 63 and SIE licenses. Dana is registered with the state of New York. Dana was previously registered with MML Investors Services, LLC, MSI Financial Services, Inc. and New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/08/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
03/25/2017 - 04/05/2022
MML INVESTORS SERVICES, LLC (WILLIAMSVILLE NY)
NY
11/26/2013 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WILLIAMSVILLE NY)
NY
09/19/2012 - 01/02/2015
NEW ENGLAND SECURITIES (WILLIAMSVILLE NY)
BC
Issued 10/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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