Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Lynnette Rickels is a financial professional with over 15 years of experience in the industry. Dana is currently registered with Transamerica Capital, Inc., a firm with a national scope. Prior to joining Transamerica Capital, Inc. Dana was previously registered with Intersecurities, Inc. in Cedar Rapids, IA. Dana has a broad base of knowledge in the financial services industry, having passed several securities examinations, including the Series 6, Series 63, Series 6TO and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IA
10/28/2020 - Present
Transamerica Capital, Inc. (CEDAR RAPIDS IA)
IA
09/19/2005 - 12/31/2007
INTERSECURITIES, INC. (CEDAR RAPIDS IA)
BC
Issued 10/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/15/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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