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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Lynn McDonald is a registered investment advisor with RBC Capital Markets, LLC, in NEWPORT BEACH, CA. Dana has been active in the industry since 1997. Dana has been with RBC Capital Markets since 2011 and has experience with several firms including Oppenheimer & Co. Inc., Citigroup Global Markets Inc., and PaineWebber Incorporated. Dana is a licensed investment advisor in California and Texas, and holds the Series 7, Series 63, and Series 65 licenses. Dana also specializes in working with high-net-worth individuals, corporations, and institutions. Dana's current role at RBC Capital Markets is focused on providing investment advice and portfolio management services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/13/2017 - Present
RBC Capital Markets, LLC (NEWPORT BEACH CA)
CA
07/08/2004 - 04/15/2011
OPPENHEIMER & CO. INC. (LOS ANGELES CA)
NY
09/02/1998 - 07/12/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
09/29/1997 - 07/21/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 07/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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