Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Lynn Havens has been in the financial industry since October 1997. Dana currently is a registered representative with Raymond James Financial Services Advisors, Inc., located in Springfield, Missouri. Dana has over 25 years of experience in the financial services industry. Dana has a strong track record of success in providing financial advice to individuals and families. Dana is committed to helping clients achieve their financial goals, providing a variety of financial services, including investment management, retirement planning, and college savings. Dana is a member of the Springfield community and is active in a variety of community organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MO
01/03/2018 - Present
Raymond James Financial Services Advisors, Inc. (SPRINGFIELD MO)
MO
11/18/2005 - 11/28/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPRINGFIELD MO)
NY
06/14/2000 - 11/22/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
09/15/1997 - 05/01/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 02/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 09/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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