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Dana Lynn Green

Herbert J. Sims Capital Management, Inc.

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About Dana Lynn Green

Dana Lynn Green is a financial advisor at Herbert J. Sims Capital Management, Inc. Dana has worked in the financial services industry for over 15 years, and holds several licenses including the Series 7, Series 63, Series 65, and SIE exams. Dana provides investment management services to high-net-worth individuals, trusts, estates, pension and profit-sharing plans, and other legal entities.

Firm Information

Dana Green is currently registered with Herbert J. Sims Capital Management, Inc.. Herbert J. Sims Capital Management, Inc. is an investment advisor based in Fairfield, Connecticut. The firm provides portfolio management for individuals and businesses, as well as selection of other advisors. They manage over $146 million in assets for 333 clients, including high-net-worth individuals, charitable organizations, corporations, and individuals. They also participate in wrap fee programs.
Herbert J. Sims Capital Management, Inc.

2150 POST ROAD

FAIRFIELD, CT 06824

$146.68M

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dana Green’s Registration & Firm History

CT

06/18/2024 - Present

Herbert J. Sims Capital Management, Inc. (FAIRFIELD CT)

FL

07/06/2020 - 07/01/2021

JANNEY MONTGOMERY SCOTT LLC (FT. LAUDERDALE FL)

FL

10/23/2019 - 04/07/2020

DAVID LERNER ASSOCIATES, INC. (BOCA RATON FL)

NY

02/28/1994 - 04/25/2003

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

NJ

04/12/1993 - 02/02/1994

THE G.M.S. GROUP, INC. (EAST HANOVER NJ)

FL

02/25/1993 - 03/04/1993

BARBER & BRONSON INCORPORATED (MIAMI FL)

FL

08/12/1992 - 10/19/1992

BILTMORE SECURITIES, INC (FT. LAUDERDALE FL)

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Licenses & Designations

IA

Issued 09/16/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/13/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/23/2019

Series 7TO - General Securities Representative Examination

BC

Issued 09/12/2019

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dana Lynn Green.
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