Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Lynn Cafaro is an investment advisor representative with Cetera Investment Advisers LLC. Dana has been in the securities industry for over 15 years. Dana is registered with the state of New York. Dana's office is located in Latham, NY. Dana's firm is located in Schaumburg, IL. Dana has 3 product exams, 2 state exams and has held registrations with the state of Florida, New York and Vermont. Dana has been registered with Cetera Investment Advisers LLC since 2022. Dana was previously registered with Foresters Financial Services, Inc. Dana has a Series 6, Series 7TO, Series 63 and Series 66. Dana has also been a notary.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/07/2022 - Present
Cetera Investment Advisers LLC (LATHAM NY)
NY
08/30/2007 - 06/21/2019
FORESTERS FINANCIAL SERVICES, INC. (LATHAM NY)
BOTH
Issued 02/28/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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