Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Leigh Wolf is a registered investment advisor representative with RBC Capital Markets, LLC. Dana has been in the industry since February 7, 1999 and is currently registered in Minnesota. Dana is a Series 63 and Series 65 licensed professional, having passed the Uniform Securities Agent State Law Examination and Uniform Investment Adviser Law Examination. Dana is also a Series 24 licensed professional, having passed the General Securities Principal Examination. Dana has experience working with individual clients, high-net-worth individuals, insurance companies, charitable organizations, corporations or other businesses, pension and profit-sharing plans, and state or municipal government entities. Dana is also a Series 7 and SIE licensed professional, having passed the General Securities Representative Examination and Securities Industry Essentials Examination. Dana has been employed by RBC Capital Markets Corporation in Minneapolis, Minnesota since March 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
11/18/2013 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
CT
02/04/1999 - 08/02/2002
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BC
Issued 04/23/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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