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Dana L Palmer

Charles Schwab & CO., Inc.

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About Dana L Palmer

Dana Palmer is a financial advisor with Charles Schwab & CO., Inc. Dana has over 20 years of experience in the financial services industry and has a strong background in investment planning. Dana is also licensed to provide investment advice in the state of Illinois. Dana holds Series 6, 7, 63 and 66 securities licenses. Dana's experience includes previous roles at Fidelity Brokerage Services LLC, Edward Jones, and Northwestern Mutual Investment Services, LLC. Dana is committed to providing personalized financial advice to help clients achieve their financial goals.

Firm Information

Dana Palmer is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Dana Palmer’s Registration & Firm History

IL

02/28/2024 - Present

Charles Schwab & CO., Inc. (Northbrook IL)

NH

10/07/2021 - 02/21/2024

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

IL

03/13/2020 - 06/03/2021

EDWARD JONES (MORTON GROVE IL)

WI

04/07/2003 - 07/16/2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 05/08/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/11/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/30/2019

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Dana L Palmer. Review regulatory record here.
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