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Dana L D'ambrosio

Icapital Markets LLC

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About Dana L D'ambrosio

Dana D'ambrosio is a financial advisor who has been in the industry since 2005. Dana is currently registered with iCapital Markets LLC in New York, New York. Before joining iCapital Markets LLC, Dana was registered with EATON VANCE DISTRIBUTORS, INC., MORGAN STANLEY DISTRIBUTION, INC., BLACKROCK INVESTMENTS, LLC and FAM DISTRIBUTORS, INC. Dana has passed the Series 66, Series 24, SIE, and Series 7 exams and is currently licensed in New Jersey and New York.

Firm Information

Dana D'ambrosio is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dana D'ambrosio’s Registration & Firm History

NY

02/20/2024 - Present

Icapital Markets LLC (NEW YORK NY)

NY

01/15/2022 - 11/01/2023

EATON VANCE DISTRIBUTORS, INC. (New York NY)

NY

04/25/2014 - 01/15/2022

MORGAN STANLEY DISTRIBUTION, INC. (New York NY)

NJ

09/29/2006 - 11/07/2013

BLACKROCK INVESTMENTS, LLC (JERSEY CITY NJ)

NY

03/15/2005 - 09/29/2006

FAM DISTRIBUTORS, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/09/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/02/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dana L D'ambrosio.
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