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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Graves is a financial advisor with Commonwealth Financial Network. Dana has been in the financial services industry since 1996 and has a broad range of experience in helping clients achieve their financial goals. Dana is a Certified Financial Planner and holds the Series 6, 7, 24, 51, 63, and 65 licenses. Dana is registered to provide investment advice in Arizona, Delaware, Florida, Georgia, Nevada, New Hampshire, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
08/29/2023 - Present
Commonwealth Financial Network (Asheville NC)
NC
03/16/2001 - 08/28/2023
LPL FINANCIAL LLC (ASHEVILLE NC)
TX
12/15/1999 - 04/13/2001
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
MN
10/24/1996 - 11/16/1999
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2011
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/17/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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