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Dana Joy Riley

Sunbelt Securities, Inc.

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About Dana Joy Riley

Dana Riley is a financial advisor with over 27 years of experience in the industry. Dana is currently registered with Sunbelt Securities, Inc. in Dallas, TX. Dana has a strong background in financial planning and portfolio management for individuals and businesses. Dana is also able to provide portfolio management for investment companies. Dana is committed to providing personalized financial advice to help clients reach their financial goals.

Firm Information

Dana Riley is currently registered with Sunbelt Securities, Inc.. Sunbelt Securities, Inc. is a corporation headquartered in Houston, Texas, that provides investment advisory services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. They offer portfolio management, financial planning, and selection of other advisors. The firm is registered with the SEC and has a total of $1.91 billion in regulatory assets under management.
Sunbelt Securities, Inc.

2700 POST OAK BLVD STE 1700

HOUSTON, TX 77056

$1.91B

Assets Under Management

1

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dana Riley’s Registration & Firm History

TX

07/02/2019 - Present

Sunbelt Securities, Inc. (Dallas TX)

TX

05/18/2010 - 07/03/2019

HILLTOP SECURITIES INDEPENDENT NETWORK INC. (DALLAS TX)

TX

02/06/2004 - 11/28/2008

SWS FINANCIAL SERVICES (DALLAS TX)

TX

05/20/1999 - 12/31/2002

SWS FINANCIAL SERVICES (DALLAS TX)

TX

03/13/1991 - 06/02/1997

RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 03/21/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/28/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dana Joy Riley.
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