Unclaimed
Dana Joy Cerone is a financial professional registered with TD Securities (USA) LLC. Dana has experience in investment banking and is licensed to sell securities through the Series 79 exam. Dana has been in the financial services industry since August 2018. Dana is currently licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/11/2024 - Present
TD Securities (usa) LLC (SAN FRANCISCO CA)
CA
03/06/2024 - 04/11/2024
TD SECURITIES (USA) LLC (SAN FRANCISCO CA)
CA
08/15/2018 - 04/11/2024
COWEN AND COMPANY (San Francisco CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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