Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Cole is a financial professional with Cambridge Investment Research, Inc. Dana has been in the industry for 8 years and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Dana is a Series 99 licensed professional, having passed the Operations Professional Examination. Dana holds the Securities Industry Essentials (SIE) certification and has experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
05/28/2015 - Present
Cambridge Investment Research, Inc. (FAIRFIELD IA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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