Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Baik is a financial advisor with over 25 years of experience in the industry. Dana is currently registered with Cetera Investment Advisers LLC in Murrieta, CA. Previously, Dana has worked with Jackson National Life Distributors LLC, MetLife Investors Distribution Company, ING Financial Partners, Inc., AXA Distributors, LLC, Banc of America Investment Services, Inc., Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Dana holds several licenses including Series 7, Series 63, Series 65, and SIE. Dana specializes in financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
MURRIETA, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (MURRIETA CA)
CO
05/19/2011 - 01/08/2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CT
11/12/2010 - 04/21/2011
METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)
CT
04/28/2010 - 09/21/2010
ING FINANCIAL PARTNERS, INC. (MIDDLETOWN CT)
NC
07/23/2007 - 01/30/2009
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
CT
08/11/2006 - 07/18/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (HARTFORD CT)
CT
04/02/2001 - 08/16/2006
CITIGROUP GLOBAL MARKETS INC. (WEST HARTFORD CT)
NY
06/08/1993 - 04/04/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 4/5/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/7/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/7/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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