Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Isherwood is a financial professional with over 25 years of experience in the industry. Dana is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with CREDIT SUISSE SECURITIES (USA) LLC, MORGAN STANLEY, and J.P. MORGAN SECURITIES INC., among others. Dana has a strong background in investment banking and holds several licenses and certifications, including Series 7, 9, 10, 63, and SIE. Dana specializes in providing financial advice to individuals and businesses, as well as managing investment portfolios. Dana holds a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/24/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
10/09/2014 - 12/31/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/01/2009 - 07/14/2014
MORGAN STANLEY (PURCHASE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
09/07/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/15/2004 - 07/29/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
MO
07/01/2003 - 06/14/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/10/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/04/1995 - 06/10/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/21/1994 - 05/10/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 12/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/19/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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