Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Holmes is a registered investment advisor representative with Fidelity Institutional Wealth Adviser LLC. Dana has been in the financial industry for over 20 years and is licensed to provide investment advice in Rhode Island and Texas. Dana has a broad range of experience in the industry and has previously worked with Santander Securities LLC, CCO Investment Services Corp., and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Overlay portfolio management; non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
01/13/2021 - Present
Fidelity Institutional Wealth Adviser LLC (SMITHFIELD RI)
MA
02/24/2015 - 01/03/2020
SANTANDER SECURITIES LLC (Dorchester MA)
RI
12/18/2012 - 02/06/2015
CCO INVESTMENT SERVICES CORP. (CRANSTON RI)
RI
11/15/2012 - 12/10/2012
SANTANDER SECURITIES LLC (COVENTRY RI)
RI
09/14/2011 - 09/26/2012
LPL FINANCIAL LLC (PROVIDENCE RI)
TN
08/06/2008 - 08/21/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
RI
05/01/1998 - 08/05/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
02/10/1997 - 04/07/1998
CITIZENS INVESTMENT SECURITIES, INC. (JOHNSTON RI)
IA
Issued 07/27/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2014
Series 24 - General Securities Principal Examination
BC
Issued 08/28/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/07/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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