Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Rausch is an investment advisor representative at RIA Advisory Group, LLC, a registered investment advisor headquartered in Des Moines, Iowa. Dana has been in the financial services industry since 2009 and is licensed to provide advisory services in Iowa and South Dakota. Prior to joining RIA Advisory Group, Dana was an investment advisor representative at LPL Financial LLC. Dana holds the Series 6, 63, and 65 licenses and the SIE exam. Dana's primary focus is providing portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
SD
08/14/2020 - Present
RIA Advisory Group, LLC (Sioux Falls SD)
SD
12/08/2017 - 08/10/2020
LPL FINANCIAL LLC (SIOUX FALLS SD)
SD
05/22/2009 - 12/14/2017
PRINCIPAL SECURITIES, INC. (WATERTOWN SD)
IA
Issued 12/20/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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