Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Elston is a financial advisor with Independent Advisor Alliance, LLC and has been in the industry since January 22, 1987. Dana is registered with the state of New York and North Carolina and has been serving clients in Pittsford, New York since April 2019. In addition to Independent Advisor Alliance, LLC, Dana has previously worked with Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/03/2019 - Present
Independent Advisor Alliance, LLC (Pittsford NY)
NY
02/13/2007 - 04/04/2019
WELLS FARGO CLEARING SERVICES, LLC (PITTSFORD NY)
NY
07/31/1993 - 02/26/2007
CITIGROUP GLOBAL MARKETS INC. (ROCHESTER NY)
NY
01/23/1987 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 05/29/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1987
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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