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Dana Francis Saraceno

Corebridge Capital Services, Inc.

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About Dana Francis Saraceno

Dana Saraceno is a financial professional with over 30 years of experience in the industry. Dana is currently registered with Corebridge Capital Services, Inc. and has previously held positions at Directed Services LLC, Lincoln Financial Distributors, Inc., American Skanda Marketing, Inc., WM Funds Distributor, Inc., WM Fund Services, Inc., Pilgrim America Securities, Inc., and Pilgrim Distributors Corp. Dana holds Series 7, 24, and 63 licenses.

Firm Information

Dana Saraceno is currently registered with Corebridge Capital Services, Inc.. Corebridge Capital Services, Inc. is a corporation formed in November 1982 and is registered in all 50 states plus the District of Columbia and Puerto Rico. The firm is also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

273

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dana Saraceno’s Registration & Firm History

CA

02/09/2010 - Present

Corebridge Capital Services, Inc. (WOODLAND HILLS CA)

PA

10/28/2003 - 02/02/2010

DIRECTED SERVICES LLC (WEST CHESTER PA)

PA

08/13/2003 - 10/28/2003

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

CT

01/19/1999 - 06/04/2003

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

IA

08/17/1998 - 12/09/1998

WM FUNDS DISTRIBUTOR, INC. (DES MOINES IA)

WA

05/04/1995 - 12/09/1998

WM FUND SERVICES, INC. (SEATTLE WA)

CT

04/10/1995 - 04/21/1995

PILGRIM AMERICA SECURITIES, INC. (WINDSOR CT)

CA

10/22/1987 - 04/10/1995

PILGRIM DISTRIBUTORS CORP. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 04/18/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dana Francis Saraceno.
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