Unclaimed
Dana Saraceno is a financial professional with over 30 years of experience in the industry. Dana is currently registered with Corebridge Capital Services, Inc. and has previously held positions at Directed Services LLC, Lincoln Financial Distributors, Inc., American Skanda Marketing, Inc., WM Funds Distributor, Inc., WM Fund Services, Inc., Pilgrim America Securities, Inc., and Pilgrim Distributors Corp. Dana holds Series 7, 24, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/09/2010 - Present
Corebridge Capital Services, Inc. (WOODLAND HILLS CA)
PA
10/28/2003 - 02/02/2010
DIRECTED SERVICES LLC (WEST CHESTER PA)
PA
08/13/2003 - 10/28/2003
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
CT
01/19/1999 - 06/04/2003
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
IA
08/17/1998 - 12/09/1998
WM FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
WA
05/04/1995 - 12/09/1998
WM FUND SERVICES, INC. (SEATTLE WA)
CT
04/10/1995 - 04/21/1995
PILGRIM AMERICA SECURITIES, INC. (WINDSOR CT)
CA
10/22/1987 - 04/10/1995
PILGRIM DISTRIBUTORS CORP. (LOS ANGELES CA)
BC
Issued 04/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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