Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Carpenter is a financial advisor with Cetera Advisor Networks LLC. Dana has been in the financial services industry since September 11, 1985. Dana has a Series 6, Series 22, and Series 63 license. Dana is registered with the state of Florida, Georgia, Idaho, Indiana, Maine, Massachusetts, Minnesota, Nevada, New Jersey, New York, North Carolina, Rhode Island, South Carolina, Virginia, and Washington. Dana has a branch office located in Pittsfield, MA. Dana is also registered with Cetera Advisor Networks LLC in Northampton, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
05/09/2022 - Present
Cetera Advisor Networks LLC (PITTSFIELD MA)
MA
11/19/1989 - 05/16/2022
ROYAL ALLIANCE ASSOCIATES, INC. (NORTHAMPTON MA)
NA
02/04/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/19/1984 - 11/10/1986
NEW ENGLAND SECURITIES CORPORATION
BC
Issued 01/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/18/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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