Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Kolbe is a financial advisor who has been in the industry since March 17, 2014. Dana is currently registered with Raymond James Financial Services Advisors, Inc. and has been working with the firm since September 2023. Dana specializes in providing financial planning, investment management and portfolio management services to individuals, businesses, pension plans, and high net worth individuals. Dana is registered with the state of Wisconsin and holds Series 7 and Series 63 securities licenses, as well as a Series 65 investment advisor license. Dana is also registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WI
09/15/2023 - Present
Raymond James Financial Services Advisors, Inc. (Wausau WI)
WI
03/18/2014 - 09/29/2023
WELLS FARGO CLEARING SERVICES, LLC (WAUSAU WI)
IA
Issued 02/19/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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