Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dana? Claim Your ProfileDana Ellen Martinez is a financial professional with over 25 years of experience in the industry. Dana has held various roles at Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc. Currently, Dana is registered with National Financial Services LLC, based in Westlake, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/05/2014 - Present
National Financial Services LLC (WESTLAKE TX)
TX
02/08/2006 - 10/07/2014
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
RI
01/09/2003 - 10/27/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
12/05/1996 - 12/31/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 10/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/13/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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